Briefing on MiFID II technical data reporting requirements
Will be posted on 3/1/2017
Update of Market Abuse Law – L.102(Ι)/2016
Link to the updated legislation
ESMA Questions and Answers – Market Abuse Regulation – 20 December 2016
Link to the updated Q&A.
FCA launches consultation on changes to its FSCS rules and invites discussion on future funding of the scheme
The Financial Conduct Authority (FCA) has today announced that it is inviting views on the future funding of the Financial Services Compensation Scheme (FSCS) and has also launched a consultation on a number of specific changes to its scheme rules. Link
Creating and sustaining cultures of compliance: insights from psychology and beyond
Understanding the social and psychological influences on decision making is important to improving regulatory compliance, according to FCA economist Peter Lukacs. Link
FCA Regulation round-up – December 2016
FCA Regulation round-up for all regulated firms, updating you on the latest news that affects your sector.